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JOHN A DEFRANCISCO
JOHN DE FRANCISCO, JOHN DEFRANCISCO
CRD#: 4412603
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 58 South Service Road
Suite 400
Melville, NY 11747
Registration History
2002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2020 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2011 (9 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2011 (6 years)
License(s)

State Registrations

B
Arizona 2/18/2011

B
New Hampshire 3/24/2011

B
California 2/18/2011

B
New Jersey 2/18/2011

B
Colorado 2/18/2011

IA
New Jersey 9/21/2021

B
Connecticut 2/18/2011

B
New Mexico 6/1/2017

B
Delaware 1/7/2015

B
New York 2/18/2011

B
District of Columbia 1/7/2015

IA
New York 6/16/2021

B
Florida 2/18/2011

B
North Carolina 4/8/2014

B
Georgia 2/18/2011

B
Ohio 2/18/2011

B
Hawaii 2/18/2011

B
Oklahoma 3/24/2011

B
Illinois 2/18/2011

B
Oregon 2/18/2011

B
Iowa 6/25/2018

B
Pennsylvania 2/18/2011

B
Kansas 6/9/2020

B
South Carolina 2/18/2011

B
Louisiana 2/18/2011

B
South Dakota 1/13/2015

B
Maryland 2/18/2011

B
Tennessee 10/4/2019

B
Massachusetts 2/18/2011

B
Texas 1/13/2015

B
Michigan 1/7/2015

IA
Texas 5/15/2020

B
Mississippi 4/1/2011

B
Virginia 2/18/2011

B
Nevada 4/26/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
58 South Service Road Suite 400, Melville, NY 11747
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702
Registered with this firm since 5/15/2020

B
MORGAN STANLEY (CRD#:149777)
58 South Service Road Suite 400, Melville, NY 11747
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702
Registered with this firm since 2/18/2011

Previous Registration(s)
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IA
07/23/2004 - 02/22/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
10/15/2001 - 02/22/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.