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CHRIS W MCCANN
CHRIS WILLIAM MC CANN, CHRIS WILLIAM MCCANN, CHRISTOPHER W MCCANN, CHRISTOPHER WILLIAM MCCANN
CRD#: 4411927
IA
B
MORGAN STANLEYCRD#: 149777 5796 Armada Drive
Suite 200
Carlsbad, CA 92008
Suite 200
Carlsbad, CA 92008
0
Disclosures
23
Years of Experience
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State Registrations
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Arizona 6/1/2009
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Nebraska 3/8/2013
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Arkansas 5/1/2015
B
Nevada 6/4/2013
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California 6/1/2009
B
New Hampshire 4/28/2014
IA
California 6/1/2009
B
New Jersey 1/12/2021
B
Colorado 6/1/2009
B
New Mexico 7/13/2009
B
Connecticut 6/20/2018
B
New York 6/1/2009
B
Delaware 11/14/2024
B
North Carolina 3/6/2013
B
District of Columbia 9/13/2018
B
North Dakota 1/3/2013
B
Florida 6/1/2009
B
Ohio 9/20/2018
B
Georgia 1/9/2012
B
Oklahoma 11/11/2019
B
Hawaii 4/10/2012
B
Oregon 6/1/2009
B
Idaho 9/13/2018
B
Pennsylvania 1/29/2018
B
Illinois 6/1/2009
B
Rhode Island 6/1/2009
B
Indiana 5/20/2015
B
South Carolina 3/22/2024
B
Iowa 9/13/2018
B
South Dakota 1/20/2023
B
Kentucky 8/4/2021
B
Tennessee 1/12/2022
B
Louisiana 4/4/2024
B
Texas 2/3/2011
B
Maine 11/21/2019
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Texas 2/16/2011
B
Massachusetts 9/13/2018
B
Utah 11/19/2014
B
Michigan 5/30/2018
B
Vermont 1/2/2025
B
Minnesota 6/13/2013
B
Virginia 8/15/2012
B
Mississippi 12/21/2023
B
Washington 3/21/2013
B
Missouri 9/13/2018
B
Wisconsin 9/13/2018
B
Montana 8/25/2023
B
Wyoming 9/15/2014
SRO Registrations
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B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | CARLSBAD, CA | |
B | 04/02/2007 - 06/01/2009 | CARLSBAD, CA | |
IA | 01/22/2002 - 04/02/2007 | CARLSBAD, CA | |
B | 08/13/2001 - 04/02/2007 | CARLSBAD, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.