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TOWERA VANESSA GONDWE
CRD#: 4411137
IA
B
CITIZENS SECURITIES, INC.CRD#: 39550 200 STATION DRIVE
WESTWOOD, MA 02090
WESTWOOD, MA 02090
0
Disclosures
23
Years of Experience
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State Registrations
B
Massachusetts 11/22/2005
IA
Rhode Island 7/18/2008
SRO Registrations
B
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IA
Registered with this firm since 7/18/2008
B
Registered with this firm since 10/19/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/30/2005 - 12/02/2005 | CLEVELAND, OH | |
B | 11/28/2001 - 08/30/2005 | JOHNSTON, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.