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Detailed Report
MIYO YAMAMOTO LEONG
MIYO YAMAMOTO LEONG
CRD#: 4410919
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 LAS VEGAS, NV
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2009 - 2016 (6 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2001 - 2009 (8 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2010 - 2016 (6 years)
License(s)

State Registrations

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Hawaii 5/1/2024
B
Oregon 6/17/2024
IA
Hawaii 5/1/2024
B
Texas 5/1/2024
B
Nevada 5/1/2024
B
Washington 6/10/2024
IA
Nevada 5/1/2024
B
Wisconsin 6/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
LAS VEGAS, NV
Registered with this firm since 5/1/2024
B
LPL FINANCIAL LLC (CRD#:6413)
LAS VEGAS, NV
Registered with this firm since 5/1/2024
Previous Registration(s)
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IA
 08/01/2018 - 05/01/2024 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) LAS VEGAS, NV
B
 08/01/2018 - 05/01/2024 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) LAS VEGAS, NV
IA
 05/13/2016 - 08/10/2018 SIGNATOR INVESTORS, INC. (CRD#:468) HONOLULU, HI
B
 05/13/2016 - 08/10/2018 SIGNATOR INVESTORS, INC. (CRD#:468) HONOLULU, HI
IA
 01/14/2010 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) HONOLULU, HI
B
 09/04/2009 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) HONOLULU, HI
B
 07/23/2001 - 09/04/2009 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) HONOLULU, HI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.