Individual Firm
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CARINA ATOYAN
KARINA ATOYAN
CRD#: 4410716
IA
B
MORGAN STANLEYCRD#: 149777 1999 Avenue Of The Stars
Suite 2400
Los Angeles, CA 90067
Suite 2400
Los Angeles, CA 90067
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
Nevada 6/1/2009
B
California 6/1/2009
B
New Hampshire 12/15/2017
IA
California 6/1/2009
B
New Jersey 11/17/2022
B
Connecticut 1/21/2018
B
New York 6/1/2009
B
Delaware 11/25/2019
B
Oklahoma 1/21/2018
B
District of Columbia 8/25/2016
B
Oregon 12/15/2017
B
Florida 6/1/2009
B
South Dakota 1/21/2018
B
Georgia 9/2/2020
B
Texas 5/20/2014
B
Hawaii 1/27/2015
IA
Texas 5/20/2014
B
Louisiana 10/15/2015
B
Utah 9/4/2020
B
Massachusetts 5/23/2014
B
Washington 6/1/2009
B
Michigan 1/23/2018
B
Wisconsin 3/5/2020
B
Minnesota 5/20/2014
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2005 - 06/01/2009 | LOS ANGELES, CA | |
B | 06/14/2005 - 06/01/2009 | LOS ANGELES, CA | |
IA | 01/26/2005 - 06/09/2005 | WOODLAND HILLS, CA | |
B | 10/29/2003 - 06/09/2005 | PURCHASE, NY | |
B | 08/08/2001 - 09/03/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.