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Samuel Lee Williams
CRD#: 4409918
IA
Investment Adviser
B
Broker
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 12400 COIT ROAD
SUITE 700
DALLAS, TX 75251
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 4141 BANKS STONE DRIVE
RALEIGH, NC 27603
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2018 (13 years)2 FIRMS2018 - 2019 (1 year)IALEVEL FOUR ADVISORY SERVICES (CRD# 134086)2021 - Present (3 years)BLEVEL FOUR FINANCIAL, LLC (CRD# 25700)2019 - Present (5 years)IALEVEL FOUR FINANCIAL, LLC (CRD# 25700)2019 - 2021 (2 years)
License(s)

State Registrations

B
Georgia 3/17/2021

B
South Carolina 6/2/2023

B
New York 6/21/2019

B
Texas 6/21/2019

B
North Carolina 6/21/2019

IA
Texas 12/21/2021

IA
North Carolina 12/21/2021

B
West Virginia 1/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
12400 COIT ROAD SUITE 700, DALLAS, TX 75251
Registered with this firm since 12/21/2021

B
LEVEL FOUR FINANCIAL, LLC (CRD#:25700)
4141 BANKS STONE DRIVE, RALEIGH, NC 27603
Registered with this firm since 6/21/2019

Previous Registration(s)
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IA
06/21/2019 - 12/21/2021 LEVEL FOUR FINANCIAL, LLC (CRD#:25700) Wrightsville Beach, NC
IA
03/06/2018 - 06/21/2019 COMPASS CAPITAL CORPORATION (CRD#:112323) RALEIGH, NC
B
03/15/2018 - 06/21/2019 COMPASS SECURITIES CORPORATION (CRD#:16168) RALEIGH, NC
IA
10/22/2004 - 03/06/2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) RALEIGH, NC
B
10/22/2004 - 03/06/2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) RALEIGH, NC
IA
02/02/2004 - 11/01/2004 POWELLJOHNSON (CRD#:122956) RALEIGH, NC
B
02/02/2004 - 11/01/2004 POWELLJOHNSON (CRD#:122956) NASHVILLE, TN
IA
06/26/2002 - 02/09/2004 LEGG MASON WOOD WALKER INC (CRD#:6555) RALEIGH, NC
B
04/18/2002 - 02/09/2004 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.