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NICOLO RAY MANLAPAZ
CRD#: 4409546
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 555 CALIFORNIA ST STE 2300
SAN FRANCISCO, CA 94104
Registration History
2002200420062008201020122014201620182020202220242 FIRMS2009 - 2022 (12 years)2 FIRMS2022 - Present (2 years)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2002 - 2009 (7 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2001 - 2002 (1 year)IAAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2007 - 2009 (2 years)
License(s)

State Registrations

B
Arizona 5/20/2022

B
New York 5/20/2022

B
California 5/20/2022

B
North Carolina 5/20/2022

IA
California 5/23/2022

B
Ohio 5/20/2022

B
Colorado 4/18/2024

B
Oregon 5/20/2022

B
Florida 5/20/2022

B
Pennsylvania 5/22/2024

B
Illinois 3/30/2023

B
South Carolina 5/20/2022

B
Louisiana 5/20/2022

B
Texas 5/20/2022

B
Massachusetts 5/20/2022

IA
Texas 5/20/2022

B
Michigan 5/20/2022

B
Washington 5/20/2022

B
Missouri 5/20/2022

B
Wisconsin 5/20/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
PLEASANT HILL, CA
Registered with this firm since 5/20/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
PLEASANT HILL, CA
Registered with this firm since 5/20/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/05/2009 - 05/27/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) San Francisco, CA
B
10/05/2009 - 05/27/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) San Francisco, CA
IA
01/04/2007 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) SAN FRANCISCO, CA
B
10/14/2002 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) SAN FRANCISCO, CA
B
07/09/2001 - 10/16/2002 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.