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Detailed Report
ADAM EDWARD BRUNIN
CRD#: 4407663
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Investment Adviser
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Previous Broker
NAVIGATION WEALTH MANAGEMENTCRD#: 282640 2038 CARIBOU DRIVE
SUITE 100
FORT COLLINS, CO 80525
Registration History
2002200420062008201020122014201620182020202220242026IANAVIGATION WEALTH MANAGEMENT (CRD# 282640)2016 - Present (9 years)BSIGMA FINANCIAL CORPORATION (CRD# 14303)2005 - 2016 (10 years)BNYLIFE SECURITIES INC. (CRD# 5167)2001 - 2005 (4 years)IASPC (CRD# 110692)2006 - 2016 (9 years)
Disclosure(s)
View By:
10/14/2024
Customer Dispute
Pending
6/7/2022
Customer Dispute
Pending
License(s)

State Registrations

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Colorado 4/5/2016
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Texas 5/24/2016
Current Registration(s)
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NAVIGATION WEALTH MANAGEMENT (CRD#:282640)
2038 CARIBOU DRIVE SUITE 100, FORT COLLINS, CO 80525
Registered with this firm since 4/5/2016
Previous Registration(s)
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 07/17/2006 - 02/22/2016 SPC (CRD#:110692) FORT COLLINS, CO
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 11/08/2005 - 02/22/2016 SIGMA FINANCIAL CORPORATION (CRD#:14303) FORT COLLINS, CO
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 07/16/2001 - 11/28/2005 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.