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SHANNON M RICCIARDI
SHANNON M MCGRANER, SHANNON M. MCGRANER
CRD#: 4407304
IA
B
MORGAN STANLEYCRD#: 149777 89 Broad Street
Red Bank, NJ 07701-1922
Red Bank, NJ 07701-1922
0
Disclosures
6
Years of Experience
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State Registrations
B
Alabama 9/13/2023
B
Montana 2/1/2022
B
Alaska 3/28/2022
B
Nevada 5/24/2023
B
Arizona 11/18/2021
B
New Hampshire 11/18/2021
B
California 11/18/2021
B
New Jersey 9/3/2021
B
Colorado 5/23/2022
IA
New Jersey 9/7/2021
B
Connecticut 11/18/2021
B
New Mexico 11/18/2021
B
Delaware 11/18/2021
B
New York 11/18/2021
B
District of Columbia 11/18/2021
B
North Carolina 11/18/2021
B
Florida 11/18/2021
B
Ohio 11/19/2021
B
Georgia 11/18/2021
B
Oregon 11/18/2021
B
Idaho 5/30/2024
B
Pennsylvania 11/18/2021
B
Illinois 9/12/2023
B
Rhode Island 11/18/2021
B
Indiana 11/18/2021
B
South Carolina 11/18/2021
B
Iowa 5/30/2024
B
Tennessee 11/18/2021
B
Kansas 4/21/2022
B
Texas 11/18/2021
B
Kentucky 12/13/2023
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Texas 11/23/2021
B
Louisiana 11/18/2021
B
Utah 11/18/2021
B
Maine 11/18/2021
B
Vermont 11/18/2021
B
Maryland 11/18/2021
B
Virginia 11/18/2021
B
Massachusetts 11/18/2021
B
Washington 11/18/2021
B
Michigan 9/12/2023
B
West Virginia 11/18/2021
B
Minnesota 11/18/2021
B
Wisconsin 11/18/2021
B
Missouri 11/18/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/7/2021
B
Registered with this firm since 7/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/07/2004 - 01/03/2007 | NEW YORK, NY | |
B | 05/30/2003 - 08/14/2003 | NEW YORK, NY | |
B | 05/30/2002 - 08/06/2002 | NEW YORK, NY | |
B | 06/01/2001 - 07/16/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.