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Detailed Report
GREGORY MATTHEW SMITHSON
CRD#: 4406833
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3728 Maplewood
Wichita Falls, TX 76308
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - Present (11 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2001 - 2005 (3 years)
License(s)

State Registrations

B
Alabama 7/2/2024
B
Missouri 12/7/2023
B
Alaska 10/4/2019
B
New Mexico 10/28/2022
B
Arizona 7/2/2024
B
New York 10/2/2024
B
Arkansas 7/2/2024
B
North Carolina 10/21/2021
B
California 7/2/2024
B
Ohio 5/24/2017
B
Colorado 5/23/2017
B
Oklahoma 2/18/2014
B
Florida 5/21/2014
B
Oregon 7/2/2024
B
Georgia 6/20/2018
B
Pennsylvania 7/2/2024
B
Illinois 7/2/2024
B
South Carolina 5/5/2016
B
Indiana 7/2/2024
B
Tennessee 7/2/2024
B
Kentucky 5/9/2014
B
Texas 2/18/2014
B
Louisiana 7/2/2024
IA
Texas 2/18/2014
B
Maine 7/2/2024
B
Virginia 6/6/2023
B
Maryland 5/23/2017
B
Washington 5/23/2017
B
Michigan 7/2/2024
B
Wisconsin 7/2/2024
B
Minnesota 12/4/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3728 Maplewood, Wichita Falls, TX 76308
Registered with this firm since 2/18/2014
B
MORGAN STANLEY (CRD#:149777)
3728 Maplewood, Wichita Falls, TX 76308
Registered with this firm since 2/18/2014
Previous Registration(s)
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IA
 09/14/2011 - 02/18/2014 NFP SECURITIES, INC. (CRD#:42046) WICHITA FALLS, TX
B
 09/14/2011 - 02/18/2014 NFP SECURITIES, INC. (CRD#:42046) WICHITA FALLS, TX
IA
 04/05/2010 - 09/14/2011 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) ALTUS, OK
B
 04/05/2010 - 09/14/2011 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) ALTUS, OK
IA
 01/08/2008 - 04/09/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) WICHITA FALLS, TX
B
 01/08/2008 - 04/09/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) WICHITA FALLS, TX
IA
 05/29/2007 - 12/19/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WEATHERFORD, TX
B
 05/29/2007 - 12/19/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WEATHERFORD, TX
IA
 10/10/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) WICHITA FALLS, TX
B
 06/08/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) WICHITA FALLS, TX
B
 08/08/2001 - 06/16/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.