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Detailed Report
MICHAEL PRENTIS KNUFF
CRD#: 4406545
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 280 PARK AVE 27TH & 29TH FLS
NEW YORK, NY 10017
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 3/19/2024
IA
New Jersey 11/24/2008
B
Arizona 4/22/2009
B
New Mexico 4/22/2009
B
California 1/28/2009
B
New York 1/28/2009
B
Colorado 4/22/2009
IA
New York 7/27/2021
B
Connecticut 1/28/2009
B
North Carolina 1/29/2009
IA
Connecticut 6/25/2024
B
Ohio 11/18/2020
B
Delaware 2/11/2019
B
Oregon 3/19/2025
B
District of Columbia 11/10/2015
B
Pennsylvania 1/28/2009
B
Florida 1/28/2009
B
Puerto Rico 3/1/2024
B
Georgia 7/13/2018
B
Rhode Island 7/25/2018
B
Illinois 8/5/2024
B
South Carolina 4/22/2009
B
Indiana 8/20/2021
IA
South Carolina 2/25/2021
B
Maine 1/4/2019
B
Tennessee 7/25/2018
B
Maryland 1/28/2009
B
Texas 7/18/2019
B
Massachusetts 1/28/2009
IA
Texas 7/19/2019
B
Michigan 4/20/2016
B
Vermont 4/22/2009
B
Missouri 1/21/2009
B
Virginia 8/28/2020
B
Nevada 1/7/2021
B
Washington 11/17/2020
B
New Hampshire 11/8/2016
B
Wisconsin 9/17/2018
B
New Jersey 11/10/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
280 PARK AVE 27TH & 29TH FLS, NEW YORK, NY 10017
ISLE PALMS, SC
Registered with this firm since 11/24/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
280 PARK AVE 27TH & 29TH FLS, NEW YORK, NY 10017
ISLE PALMS, SC
Registered with this firm since 11/10/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.