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Detailed Report
MATHEW JAY HUFFORD
MATHEW HUFFORD
CRD#: 4404979
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6550 S MILLROCK DR STE 100
HOLLADAY, UT 84121
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (9 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2007 (5 years)IAMORGAN STANLEY (CRD# 7556)2003 - 2007 (3 years)
License(s)

State Registrations

B
Arizona 4/18/2016
B
Nevada 10/25/2021
B
Arkansas 8/17/2016
B
Pennsylvania 4/24/2023
B
California 11/16/2021
B
Texas 3/17/2025
B
Colorado 5/23/2016
IA
Texas 3/17/2025
B
Florida 4/18/2016
B
Utah 4/18/2016
B
Idaho 4/18/2016
IA
Utah 4/18/2016
B
Illinois 4/18/2016
B
Vermont 3/17/2021
B
Iowa 8/2/2023
B
Washington 7/7/2017
B
Missouri 10/29/2018
B
Wyoming 4/18/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6550 S MILLROCK DR STE 100, HOLLADAY, UT 84121
Registered with this firm since 4/18/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6550 S MILLROCK DR STE 100, HOLLADAY, UT 84121
Registered with this firm since 4/18/2016
Previous Registration(s)
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IA
 02/19/2009 - 05/09/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) SALT LAKE CITY, UT
B
 02/19/2009 - 05/09/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) SALT LAKE CITY, UT
IA
 04/02/2007 - 02/20/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOLLADAY, UT
B
 04/02/2007 - 02/20/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOLLADAY, UT
IA
 09/24/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MIDVALE, UT
B
 07/27/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MIDVALE, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.