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Detailed Report
Matt Arthur
MATT N ARTHUR, MATTHEW NOLEN ARTHUR
CRD#: 4404670
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 198 LOGAN STREET
NOBLESVILLE, IN 46060
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - Present (11 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2001 - 2009 (8 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2006 - 2009 (3 years)
Disclosure(s)
View By:
9/4/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/29/2014
B
Michigan 6/11/2024
B
Arkansas 5/7/2014
B
Minnesota 11/6/2018
B
California 12/22/2021
B
Mississippi 9/26/2018
B
Colorado 12/10/2018
B
Missouri 1/8/2018
B
Florida 3/12/2014
B
New Jersey 8/16/2021
B
Georgia 11/1/2018
B
Ohio 4/3/2020
B
Hawaii 12/12/2022
B
Pennsylvania 9/30/2020
B
Illinois 12/10/2018
B
South Dakota 10/29/2014
B
Indiana 3/7/2014
B
Tennessee 4/14/2021
IA
Indiana 3/10/2014
B
Texas 4/21/2016
B
Iowa 12/22/2021
IA
Texas 4/22/2016
B
Kansas 11/19/2021
B
Utah 8/14/2015
B
Kentucky 2/12/2016
B
Vermont 6/15/2015
B
Maryland 12/12/2023
B
Virginia 6/19/2017
B
Massachusetts 11/1/2022
B
West Virginia 9/13/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
198 LOGAN STREET, NOBLESVILLE, IN 46060
Registered with this firm since 3/10/2014
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
198 LOGAN STREET, NOBLESVILLE, IN 46060
Registered with this firm since 3/3/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/12/2010 - 02/28/2014 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) INDIANAPOLIS, IN
B
 01/11/2010 - 02/28/2014 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) INDIANAPOLIS, IN
IA
 10/02/2006 - 12/31/2009 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) CARMEL, IN
B
 06/18/2001 - 12/31/2009 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) CARMEL, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.