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Paul JOSEPH Roberts
CRD#: 4404408
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Investment Adviser
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Previous Broker
SHEPHERD KAPLAN LLCCRD#: 128244 53 STATE STREET
23RD FLOOR
BOSTON, MA 02109-2820
Registration History
2002200420062008201020122014201620182020202220242026IASHEPHERD KAPLAN LLC (CRD# 128244)2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2019 (7 years)BSENTINEL SECURITIES, INC. (CRD# 110942)2001 - 2003 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2019 (4 years)IASHEPHERD KAPLAN LLC (CRD# 128244)2007 - 2008 (<1 year)
License(s)

State Registrations

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Massachusetts 7/21/2021

Current Registration(s)
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SHEPHERD KAPLAN LLC (CRD#:128244)
53 STATE STREET 23RD FLOOR, BOSTON, MA 02109-2820
Registered with this firm since 7/21/2021

Previous Registration(s)
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04/10/2015 - 11/18/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
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04/13/2012 - 11/18/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
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11/09/2007 - 06/19/2008 SHEPHERD KAPLAN LLC (CRD#:128244) BOSTON, MA
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09/07/2001 - 09/15/2003 SENTINEL SECURITIES, INC. (CRD#:110942) WAKEFIELD, MA
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Investment Adviser
Disclosures
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