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TIM JAMES DOWDEN
TIM JAMES DOWDEN
CRD#: 4404131
IA
PRIME CAPITAL FINANCIALCRD#: 288712 13155 Noel Road - Suite #900
Dallas, TX 75240
Dallas, TX 75240
0
Disclosures
22
Years of Experience
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State Registrations
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Texas 1/12/2024
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Registered with this firm since 1/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/09/2016 - 02/12/2024 | DALLAS, TX | |
IA | 01/02/2014 - 12/01/2016 | PLANO, TX | |
IA | 02/15/2012 - 01/16/2014 | PLANO, TX | |
IA | 05/11/2009 - 05/25/2011 | DALLAS, TX | |
IA | 08/12/2005 - 05/13/2009 | DALLAS, TX | |
IA | 06/27/2003 - 08/15/2005 | FRISCO, TX | |
IA | 07/23/2001 - 06/18/2003 | DALLAS, TX |
PLANO, TX
02/15/2012 - 01/16/2014
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.