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Detailed Report
CHRISTINE MARIE MCBROOM
CHRISTINE MARIE COOK
CRD#: 4403875
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 800 East 96th Street
Suite 400
Indianapolis, IN 46240
Registration History
2002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2014 - Present (11 years)BMORGAN STANLEY (CRD# 149777)2011 - Present (13 years)BONEAMERICA SECURITIES, INC. (CRD# 4173)2010 - 2011 (1 year)BINVESCO AIM DISTRIBUTORS, INC. (CRD# 7369)2007 - 2008 (<1 year)BAT INVESTOR SERVICES, INC. (CRD# 47837)2005 - 2007 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2005 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2005 (3 years)
License(s)

State Registrations

B
Indiana 4/15/2011
IA
Indiana 1/24/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
800 East 96th Street Suite 400, Indianapolis, IN 46240
Registered with this firm since 1/24/2014
B
MORGAN STANLEY (CRD#:149777)
800 East 96th Street Suite 400, Indianapolis, IN 46240
Registered with this firm since 4/15/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/03/2010 - 04/08/2011 ONEAMERICA SECURITIES, INC. (CRD#:4173) INDIANAPOLIS, IN
B
 12/07/2007 - 05/27/2008 INVESCO AIM DISTRIBUTORS, INC. (CRD#:7369) ATLANTA, GA
B
 10/20/2005 - 12/07/2007 AT INVESTOR SERVICES, INC. (CRD#:47837) ATLANTA, GA
B
 07/08/2005 - 09/21/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 06/26/2001 - 05/31/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.