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Detailed Report
Gary Leo Martin
GARY LEE MARTIN
CRD#: 4403805
IA
Investment Adviser
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Previous Broker
NEWEDGE ADVISORSCRD#: 171351 409 Canal Street
Milldale, CT 06467
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2014 - 2016 (2 years)IANEWEDGE ADVISORS (CRD# 171351)2024 - Present (1 year)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)2001 - 2003 (1 year)IACWM, LLC (CRD# 155344)2017 - 2023 (6 years)
License(s)

State Registrations

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Connecticut 1/2/2024
Current Registration(s)
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NEWEDGE ADVISORS (CRD#:171351)
409 Canal Street, Milldale, CT 06467
Registered with this firm since 1/2/2024
Previous Registration(s)
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 02/09/2017 - 12/31/2023 CWM, LLC (CRD#:155344) Milldale, CT
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 10/07/2014 - 12/31/2016 INFINEX INVESTMENTS, INC. (CRD#:35371) CHESHIRE, CT
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 09/03/2014 - 12/31/2016 INFINEX INVESTMENTS, INC. (CRD#:35371) CHESHIRE, CT
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 08/07/2001 - 07/01/2003 PRIME CAPITAL SERVICES, INC. (CRD#:18334) POUGHKEEPSIE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.