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Detailed Report
MICHAEL ANDRE AGUADO
ANDRE MICHAEL AGUADO, Andre Aguado
CRD#: 4402740
IA
Investment Adviser
B
Broker
WORLD INVESTMENT ADVISORS, LLCCRD#: 208512 12647 Alcosta Boulevard, Suite 440
San Ramon, CA 94583
PENSIONMARK SECURITIES, LLCCRD#: 283952 12647 Alcosta Blvd.,
Suite 440
San Ramon, CA 94583
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2015 (8 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BFFP SECURITIES, INC. (CRD# 16337)2001 - 2004 (2 years)IAFFP ADVISORY SERVICES INC (CRD# 110778)2003 - 2004 (<1 year)
Disclosure(s)
View By:
5/15/2021
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License(s)

State Registrations

B
California 8/23/2021
B
Nevada 8/23/2021
IA
California 8/23/2021
B
North Carolina 11/18/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WORLD INVESTMENT ADVISORS, LLC (CRD#:208512)
12647 Alcosta Boulevard, Suite 440, San Ramon, CA 94583
Registered with this firm since 8/23/2021
B
PENSIONMARK SECURITIES, LLC (CRD#:283952)
12647 Alcosta Blvd., Suite 440, San Ramon, CA 94583
Registered with this firm since 8/23/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/06/2017 - 08/24/2021 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) SAN RAMON, CA
B
 06/05/2017 - 08/24/2021 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) SAN RAMON, CA
IA
 03/25/2017 - 06/09/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN RAMON, CA
B
 03/25/2017 - 06/09/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN RAMON, CA
IA
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SAN RAMON, CA
B
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SAN RAMON, CA
IA
 10/10/2006 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) SAN RAMON, CA
B
 09/28/2006 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) SAN RAMON, CA
IA
 04/21/2004 - 09/27/2006 WADDELL & REED, INC. (CRD#:866) SAN MATEO, CA
B
 04/21/2004 - 09/27/2006 WADDELL & REED, INC. (CRD#:866) SAN MATEO, CA
IA
 08/22/2003 - 04/19/2004 FFP ADVISORY SERVICES INC (CRD#:110778) SAN RAMON, CA
B
 09/13/2001 - 04/19/2004 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.