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ROBERT JOSEPH MORANVILLE
BOB MORANVILLE
CRD#: 4402292
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 7560 SAWMILL PARKWAY
SUITE E
POWELL, OH 43065
SUITE E
POWELL, OH 43065
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 7560 SAWMILL PARKWAY
SUITE E
POWELL, OH 43065
SUITE E
POWELL, OH 43065
View By:
4/1/2025
Customer Dispute
Denied
State Registrations
B
Arizona 2/15/2017
B
New Mexico 12/18/2019
B
California 1/9/2014
B
New York 9/12/2024
B
Colorado 11/2/2015
B
North Carolina 4/30/2024
B
Delaware 9/6/2022
B
Ohio 1/18/2008
B
Florida 5/10/2013
IA
Ohio 1/2/2009
B
Illinois 9/24/2014
B
Pennsylvania 1/18/2008
B
Indiana 2/20/2018
B
South Carolina 7/18/2022
B
Kentucky 1/18/2008
B
Texas 1/9/2014
B
Massachusetts 12/18/2019
IA
Texas 5/13/2014
B
Michigan 1/4/2016
B
Virginia 12/2/2021
B
Montana 1/24/2013
B
Washington 1/8/2015
B
New Jersey 7/23/2014
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 1/2/2009
B
Registered with this firm since 1/18/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/28/2008 - 01/02/2009 | ST. PETERSBURG, FL | |
IA | 01/25/2007 - 01/22/2008 | COLUMBUS, OH | |
B | 10/07/2003 - 01/22/2008 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.