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LAWRENCE JAMES ROEMER
LARRY ROEMER, LAWRENCE JAMES ROEMER JR
CRD#: 4401905
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 530 HIGHLAND STATION DR STE 1004
SUWANEE, GA 30024
CETERA ADVISORS LLCCRD#: 10299 SUWANEE, GA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2016 - 2016 (<1 year)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2007 - 2016 (8 years)BTRIAD ADVISORS, INC. (CRD# 25803)2005 - 2006 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)2004 - 2005 (1 year)BINTERSECURITIES, INC. (CRD# 16164)2002 - 2003 (<1 year)BINTERSECURITIES, INC. (CRD# 16164)2001 - 2002 (1 year)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2013 - 2016 (2 years)
License(s)

State Registrations

B
Florida 1/27/2025

IA
Georgia 12/5/2024

B
Georgia 12/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
530 HIGHLAND STATION DR STE 1004, SUWANEE, GA 30024
SUWANEE, GA
Registered with this firm since 12/5/2024

B
CETERA ADVISORS LLC (CRD#:10299)
SUWANEE, GA
530 HIGHLAND STATION DR., STE. 1004, SUWANEE, GA 30024
Registered with this firm since 12/4/2024

Previous Registration(s)
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IA
02/14/2018 - 12/18/2024 LPL FINANCIAL LLC (CRD#:6413) SUWANEE, GA
B
02/14/2018 - 12/18/2024 LPL FINANCIAL LLC (CRD#:6413) SUWANEE, GA
IA
07/21/2017 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) BUFORD, GA
B
07/11/2017 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) BUFORD, GA
IA
04/19/2017 - 06/01/2017 ESI FINANCIAL ADVISORS (CRD#:265) LAWRENCEVILLE, GA
B
04/12/2017 - 06/01/2017 EQUITY SERVICES, INC. (CRD#:265) LAWRENCEVILLE, GA
IA
05/13/2016 - 12/31/2016 SIGNATOR INVESTORS, INC. (CRD#:468) LAWRENCEVILLE, GA
B
05/13/2016 - 12/31/2016 SIGNATOR INVESTORS, INC. (CRD#:468) LAWRENCEVILLE, GA
IA
06/24/2013 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) LAWRENCEVILLE, GA
B
12/17/2007 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) LAWRENCEVILLE, GA
B
09/15/2005 - 01/23/2006 TRIAD ADVISORS, INC. (CRD#:25803) ATLANTA, GA
B
06/10/2004 - 09/20/2005 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
10/10/2002 - 06/03/2003 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
05/29/2001 - 06/07/2002 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.