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ROBIN LOUISE CLAY
ROBIN LOUISE BIRETT
CRD#: 4401573
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 601 E BROAD ST
STE 100
SOUDERTON, PA 18964
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 601 E BROAD ST
STE 100
SOUDERTON, PA 18964
Registration History
2002200420062008201020122014201620182020202220242 FIRMS2020 - Present (4 years)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)2001 - 2020 (18 years)IAAVANTAX ADVISORY SERVICES (CRD# 104556)2005 - 2020 (15 years)
License(s)

State Registrations

B
Arizona 10/26/2020

B
Pennsylvania 10/26/2020

B
Delaware 10/26/2020

IA
Pennsylvania 10/26/2020

B
Florida 10/26/2020

B
Texas 10/26/2020

B
New Jersey 10/26/2020

IA
Texas 10/26/2020

B
New York 10/26/2020

B
Virginia 5/13/2022

B
North Carolina 11/9/2020

B
Wisconsin 4/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
601 E BROAD ST STE 100, SOUDERTON, PA 18964
Registered with this firm since 10/26/2020

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
601 E BROAD ST STE 100, SOUDERTON, PA 18964
Registered with this firm since 10/26/2020

Previous Registration(s)
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IA
08/17/2005 - 11/02/2020 AVANTAX ADVISORY SERVICES (CRD#:104556) Telford, PA
B
12/18/2001 - 11/02/2020 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) Souderton, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.