Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PATRICIA LOUISE HIRATA
PATRICIA LOUISE HIYANE
CRD#: 4399883
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 225 S Lake Ave Penthouse
Pasadena, CA 91101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2024 (12 years)2 FIRMS2024 - Present (1 year)BWAMU INVESTMENTS, INC. (CRD# 599)2001 - 2009 (7 years)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (2 years)
License(s)

State Registrations

B
Arizona 1/16/2024
B
Nevada 1/23/2024
B
California 1/16/2024
B
New Jersey 1/16/2024
IA
California 1/17/2024
B
New York 1/16/2024
B
Colorado 9/6/2024
B
Oregon 1/16/2024
B
Connecticut 1/16/2024
B
Pennsylvania 1/16/2024
B
District of Columbia 1/16/2024
B
Texas 1/16/2024
B
Florida 1/16/2024
B
Virginia 1/16/2024
B
Hawaii 1/16/2024
B
Washington 1/16/2024
B
Maryland 1/16/2024
B
Wyoming 1/16/2024
B
Michigan 1/16/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
225 S Lake Ave Penthouse, Pasadena, CA 91101
Registered with this firm since 1/17/2024
B
WEDBUSH SECURITIES INC. (CRD#:877)
225 S Lake Ave Penthouse, Pasadena, CA 91101
Registered with this firm since 1/16/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/16/2011 - 02/13/2024 U.S. BANCORP ADVISORS, LLC (CRD#:14455) LOS ANGELES, CA
B
 03/16/2011 - 02/13/2024 U.S. BANCORP ADVISORS, LLC (CRD#:14455) LOS ANGELES, CA
IA
 05/02/2009 - 03/15/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GLENDALE, CA
B
 05/02/2009 - 03/15/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GLENDALE, CA
IA
 08/01/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) GLENDALE, CA
B
 09/05/2001 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) GLENDALE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.