Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NITA PEI-LIN MA
NITA MA LEE
CRD#: 4398744
IA
B
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Suite 700
Pasadena, CA 91101
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 2/13/2018
B
Minnesota 12/2/2021
B
California 10/10/2013
B
Missouri 12/2/2021
IA
California 10/11/2013
B
Nevada 12/2/2021
B
Colorado 12/2/2021
B
New Jersey 12/2/2021
B
Connecticut 12/2/2021
B
New York 10/6/2021
B
Delaware 12/2/2021
B
North Carolina 12/2/2021
B
Florida 12/2/2021
B
North Dakota 12/2/2021
B
Georgia 12/2/2021
B
Ohio 1/17/2023
B
Hawaii 12/2/2021
B
Oregon 12/2/2021
B
Illinois 12/2/2021
B
Texas 12/2/2021
B
Indiana 9/23/2022
IA
Texas 12/12/2021
B
Maryland 1/13/2023
B
Utah 12/2/2021
B
Massachusetts 12/2/2021
B
Virginia 12/2/2021
B
Michigan 12/2/2021
B
Washington 1/6/2020
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/11/2013
B
Registered with this firm since 10/10/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/06/2006 - 10/22/2013 | CERRITOS, CA | |
B | 11/12/2003 - 10/22/2013 | CERRITOS, CA | |
IA | 11/12/2003 - 07/19/2004 | CERRITOS, CA | |
IA | 08/01/2003 - 11/13/2003 | MONTEREY PARK, CA | |
B | 07/31/2003 - 11/13/2003 | FORT MILL, SC | |
B | 07/17/2001 - 07/11/2003 | INDUSTRY, CA | |
B | 06/14/2001 - 07/30/2001 | ALHAMBRA, CA |
CERRITOS, CA
07/06/2006 - 10/22/2013
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.