Individual Firm
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WILLIAM THOMAS MANCHESTER
CRD#: 4397883
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 15 E RIDGE PIKE
CONSHOHOCKEN, PA 19428
CONSHOHOCKEN, PA 19428
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12/23/2015
Financial
Final
2/7/2007
Customer Dispute
Withdrawn
State Registrations
B
California 5/15/2024
IA
New York 8/2/2021
IA
California 5/15/2024
IA
North Carolina 8/3/2021
B
District of Columbia 8/2/2021
B
North Carolina 8/5/2021
IA
District of Columbia 8/6/2021
B
Pennsylvania 8/2/2021
B
Florida 8/2/2021
IA
Pennsylvania 8/2/2021
IA
Florida 8/3/2021
B
South Carolina 8/2/2021
B
Maryland 8/2/2021
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South Carolina 8/5/2021
IA
Maryland 8/9/2021
B
South Dakota 8/2/2021
B
New Jersey 8/2/2021
B
Vermont 8/2/2021
IA
New Jersey 8/2/2021
IA
Vermont 8/3/2021
B
New York 8/2/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/2/2021
B
Registered with this firm since 8/2/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/05/2019 - 08/04/2021 | RADNOR, PA | |
B | 07/07/2016 - 08/04/2021 | RADNOR, PA | |
B | 03/31/2009 - 07/25/2016 | CONSHOHOCKEN, PA | |
B | 08/05/2005 - 04/20/2009 | WEST CONSHOHOCKEN, PA | |
B | 10/05/2001 - 08/12/2005 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.