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MARK FRANCIS HELFRICH
CRD#: 4397823
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 Marshfield, MA
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 Marshfield, MA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2006 - 2022 (15 years)2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2003 (1 year)BUBS PAINEWEBBER INC. (CRD# 8174)2001 - 2002 (<1 year)
Disclosure(s)
View By:
5/7/2010
Judgment / Lien
License(s)

State Registrations

B
Florida 9/27/2024

B
Massachusetts 10/16/2024

IA
Massachusetts 10/3/2024

B
Rhode Island 9/27/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
Marshfield, MA
Registered with this firm since 10/3/2024

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
Marshfield, MA
Registered with this firm since 9/27/2024

Previous Registration(s)
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IA
05/25/2022 - 10/10/2024 LPL FINANCIAL LLC (CRD#:6413) EASTON, MA
B
05/18/2022 - 10/10/2024 LPL FINANCIAL LLC (CRD#:6413) EASTON, MA
IA
09/29/2006 - 05/23/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) RANDOLPH, MA
B
09/28/2006 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) RANDOLPH, MA
IA
07/13/2004 - 12/31/2005 ING FINANCIAL PARTNERS, INC (CRD#:2882) MARSHFIELD, MA
B
07/01/2004 - 12/31/2005 ING FINANCIAL PARTNERS, INC. (CRD#:2882) MARSHFIELD, MA
B
06/19/2002 - 10/27/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/11/2001 - 06/05/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.