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BABATUNDE MIKLOS OGUNLANA
TUNDE OGUNLANA
CRD#: 4397786
IA
B
OSAIC WEALTH, INC.CRD#: 23131 5310 NW 33 AVE.
SUITE 206
FORT LAUDERDALE, FL 33309
SUITE 206
FORT LAUDERDALE, FL 33309
0
Disclosures
23
Years of Experience
View By:
State Registrations
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Arkansas 9/1/2023
B
Nevada 9/1/2023
B
California 9/1/2023
B
New Jersey 9/1/2023
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California 9/1/2023
B
New York 9/1/2023
B
Colorado 9/1/2023
B
North Carolina 9/1/2023
B
Connecticut 9/1/2023
B
Ohio 9/1/2023
B
District of Columbia 9/1/2023
B
Oregon 6/20/2024
B
Florida 9/1/2023
B
Pennsylvania 9/1/2023
IA
Florida 9/1/2023
IA
Pennsylvania 9/1/2023
B
Georgia 9/1/2023
B
South Carolina 9/1/2023
B
Hawaii 9/1/2023
B
Tennessee 1/16/2024
B
Illinois 9/1/2023
B
Texas 9/1/2023
B
Iowa 9/1/2023
IA
Texas 6/10/2024
B
Kentucky 9/1/2023
B
Virginia 9/1/2023
B
Maryland 9/1/2023
B
Wyoming 9/1/2023
B
Massachusetts 9/1/2023
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Wyoming 9/1/2023
B
Michigan 9/1/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 9/1/2023
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/26/2017 - 09/01/2023 | FORT LAUDERDALE, FL | |
B | 07/25/2017 - 09/01/2023 | FORT LAUDERDALE, FL | |
IA | 07/27/2015 - 07/26/2017 | PLANTATION, FL | |
B | 07/24/2015 - 07/26/2017 | Plantation, FL | |
IA | 01/27/2004 - 07/29/2015 | PLANTATION, FL | |
B | 08/29/2002 - 07/29/2015 | PLANTATION, FL | |
B | 08/29/2002 - 07/09/2007 | PLANTATION, FL | |
B | 07/13/2001 - 08/15/2002 | WORCESTER, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.