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JAMES WILLIAM COLLINS
CRD#: 4397171
IA
Investment Adviser
B
Broker
MISSIONSQUARE RETIREMENTCRD#: 108783 SACRAMENTO, CA
MISSIONSQUARE INVESTMENT SERVICESCRD#: 23189 SACRAMENTO, CA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BTAMBLYN & ASSOCIATES, INC. (CRD# 6290)2001 - 2006 (5 years)
Disclosure(s)
View By:
1/7/2017
Financial
Final
License(s)

State Registrations

B
California 6/9/2006

B
Florida 6/19/2020

IA
California 7/21/2006

B
Oregon 2/14/2020

B
District of Columbia 3/2/2023

IA
Oregon 3/6/2020

IA
District of Columbia 4/11/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MISSIONSQUARE RETIREMENT (CRD#:108783)
SACRAMENTO, CA
Registered with this firm since 7/21/2006

B
MISSIONSQUARE INVESTMENT SERVICES (CRD#:23189)
SACRAMENTO, CA
Registered with this firm since 6/9/2006

Previous Registration(s)
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B
07/02/2001 - 07/31/2006 TAMBLYN & ASSOCIATES, INC. (CRD#:6290) WOODLAND, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.