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Detailed Report
TINA L DITTMER
TINA L KIPKE, TINA LOUISE KIPKE
CRD#: 4397103
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 4805 TOWNE CENTRE RD
SAGINAW, MI 48604
Registration History
2008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - Present (16 years)
License(s)

State Registrations

B
Alaska 1/15/2013
B
Nevada 6/26/2009
B
Arizona 6/26/2009
B
New Hampshire 10/3/2022
B
Arkansas 2/2/2024
B
New Jersey 9/1/2022
B
California 6/26/2009
B
New Mexico 7/16/2010
B
Colorado 6/26/2009
B
New York 6/26/2009
B
Connecticut 7/16/2010
B
North Carolina 3/8/2010
B
Delaware 1/15/2021
B
North Dakota 4/15/2019
B
District of Columbia 3/16/2020
B
Ohio 1/21/2009
B
Florida 6/26/2009
IA
Ohio 1/21/2009
B
Georgia 6/26/2009
B
Oklahoma 7/16/2010
B
Idaho 7/16/2010
B
Oregon 6/26/2009
B
Illinois 6/26/2009
B
Pennsylvania 6/26/2009
B
Indiana 6/26/2009
B
Rhode Island 1/15/2013
B
Kansas 7/16/2010
B
South Carolina 3/8/2010
B
Kentucky 3/8/2010
B
Tennessee 3/8/2010
B
Louisiana 7/16/2010
B
Texas 6/26/2009
B
Maine 2/1/2022
IA
Texas 6/26/2009
B
Maryland 6/26/2009
B
Utah 6/26/2009
B
Massachusetts 6/26/2009
B
Vermont 10/3/2017
B
Michigan 1/20/2009
B
Virginia 6/26/2009
IA
Michigan 5/11/2010
B
Washington 6/26/2009
B
Minnesota 6/26/2009
B
West Virginia 1/15/2013
B
Mississippi 2/13/2024
B
Wisconsin 6/26/2009
B
Missouri 7/16/2010
B
Wyoming 7/16/2010
B
Montana 3/24/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
4805 TOWNE CENTRE RD, SAGINAW, MI 48604
Registered with this firm since 1/21/2009
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
4805 TOWNE CENTRE RD, SAGINAW, MI 48604
Registered with this firm since 10/10/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.