Individual Firm
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JORDAN MICHAEL FRIEDMAN
CRD#: 4396734
IA
B
NEWEDGE ADVISORSCRD#: 171351 9465 Wilshire Blvd.
Suite 300
Beverly Hills, CA 90212
Suite 300
Beverly Hills, CA 90212
NEWEDGE SECURITIES, LLCCRD#: 10674 9465 Wilshire Blvd.
Suite 300
Beverly Hills, CA 90212
Suite 300
Beverly Hills, CA 90212
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Arizona 1/6/2023
B
Ohio 1/6/2023
B
California 1/6/2023
IA
Ohio 1/9/2023
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California 1/9/2023
B
Oregon 1/6/2023
B
Colorado 1/6/2023
B
Pennsylvania 1/6/2023
B
Delaware 1/6/2023
IA
Pennsylvania 1/9/2023
B
Florida 1/6/2023
B
South Dakota 1/6/2023
IA
Florida 1/22/2023
B
Texas 1/6/2023
B
Illinois 1/18/2023
IA
Texas 1/6/2023
B
Kentucky 1/6/2023
B
Wisconsin 1/6/2023
B
New Jersey 1/6/2023
SRO Registrations
B
B
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B
Registered with this firm since 1/6/2023
IA
Registered with this firm since 1/6/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/28/2015 - 01/09/2023 | BEVERLY HILLS, CA | |
B | 02/18/2016 - 01/09/2023 | BEVERLY HILLS, CA | |
IA | 05/06/2009 - 01/11/2016 | LOS ANGELES, CA | |
IA | 06/02/2004 - 05/15/2009 | BEVERLY HILLS, CA | |
B | 03/25/2004 - 05/15/2009 | BEVERLY HILLS, CA | |
B | 06/09/2003 - 10/29/2003 | ST. LOUIS, MO | |
B | 08/13/2001 - 03/06/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.