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Detailed Report
SARAH ANNE BARTNIKOWSKI
SARAH A BARTNIKOWSKI, SARAH R BARTNIKOWSKI, SARAH RUETE BARTNIKOWSKI, SARAH BARTNIKOWSKI, RUETE
CRD#: 4396009
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3232 Fashion Square Blvd
Saginaw, MI 48603
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2014 - 2023 (9 years)2 FIRMS2023 - Present (1 year)BJ.J.B. HILLIARD, W.L. LYONS, LLC (CRD# 453)2006 - 2014 (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2006 (4 years)IAJ.J.B. HILLIARD, W.L. LYONS, LLC (CRD# 453)2010 - 2014 (3 years)
License(s)

State Registrations

B
Michigan 10/6/2023
IA
Michigan 10/6/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3232 Fashion Square Blvd, Saginaw, MI 48603
Saginaw, MI
Registered with this firm since 10/6/2023
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3232 Fashion Square Blvd, Saginaw, MI 48603
Saginaw, MI
Registered with this firm since 10/6/2023
Previous Registration(s)
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IA
 02/18/2014 - 10/17/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAGINAW, MI
B
 02/13/2014 - 10/17/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAGINAW, MI
IA
 10/29/2010 - 02/14/2014 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) SAGINAW, MI
B
 01/13/2006 - 02/14/2014 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) SAGINAW, MI
B
 06/22/2001 - 02/01/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAGINAW, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.