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Detailed Report
CHADWICK RYAN CANINE
CHAD CANINE
CRD#: 4395267
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Investment Adviser
MARINER INDEPENDENTCRD#: 305418 Wimberley, TX
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2013 - 2014 (1 year)IAMARINER INDEPENDENT (CRD# 305418)2022 - Present (3 years)IACHOREO, LLC (CRD# 111221)2016 - 2022 (5 years)IAADVICEPERIOD, LLC (CRD# 169828)2014 - 2016 (1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2009 - 2012 (2 years)IAWILLIAM BLAIR & COMPANY L.L.C. (CRD# 1252)2004 - 2009 (5 years)
License(s)

State Registrations

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Texas 3/10/2022
Current Registration(s)
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MARINER INDEPENDENT (CRD#:305418)
Wimberley, TX
Registered with this firm since 3/10/2022
Previous Registration(s)
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 11/03/2016 - 02/24/2022 CHOREO, LLC (CRD#:111221) LOS ANGELES, CA
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 12/04/2014 - 10/31/2016 ADVICEPERIOD, LLC (CRD#:169828) LOS ANGELES, CA
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 03/04/2013 - 11/17/2014 SEIA (CRD#:108163) LOS ANGELES, CA
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 03/04/2013 - 11/17/2014 SIGNATURE INVESTMENT ADVISORS, LLC (CRD#:160715) LOS ANGELES, CA
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 11/05/2009 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
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 09/27/2004 - 11/12/2009 WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252) CHICAGO, IL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.