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NICHOLAS ANDREW HANSON
CRD#: 4395173
IA
B
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 WOODFIELD CROSSING BLVD
INDIANAPOLIS, IN 46240-2482
INDIANAPOLIS, IN 46240-2482
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Indianapolis, IN 46240-2482
0
Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 2/7/2024
B
Montana 2/7/2024
B
Arizona 1/3/2014
B
Nevada 5/26/2015
B
California 6/17/2008
B
New Jersey 5/31/2011
B
Colorado 11/19/2015
B
New York 7/25/2011
B
Connecticut 10/12/2017
B
North Carolina 5/31/2011
B
Florida 6/17/2008
B
Ohio 5/31/2011
B
Georgia 1/2/2018
B
Oregon 10/8/2024
B
Illinois 1/18/2017
B
Pennsylvania 4/12/2013
B
Indiana 1/18/2008
B
South Carolina 7/8/2013
IA
Indiana 1/3/2012
B
Tennessee 12/13/2016
B
Iowa 5/31/2011
B
Texas 5/31/2011
B
Kentucky 5/31/2011
IA
Texas 1/3/2021
B
Maryland 5/31/2011
B
Utah 7/25/2011
B
Massachusetts 7/14/2011
B
Virginia 5/18/2012
B
Michigan 6/1/2015
B
Washington 5/31/2011
B
Minnesota 1/19/2017
B
West Virginia 5/31/2011
B
Missouri 2/7/2024
B
Wisconsin 8/13/2021
SRO Registrations
B
B
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IA
Registered with this firm since 1/3/2012
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Registered with this firm since 1/18/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/18/2008 - 12/31/2011 | INDIANAPOLIS, IN | |
B | 05/13/2005 - 01/09/2008 | CARMEL, IN | |
B | 08/09/2001 - 09/28/2001 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.