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MICHELLE LYNN BAUER
MICHELLE LYNN HUFF, MICHELLE LYNN JOACHIM, MICHELLE LYNN RHODES
CRD#: 4394539
IA
Investment Adviser
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Broker
USA FINANCIAL SECURITIES CORPORATIONCRD#: 103857 938 West Cecil Street
Neenah, WI 54956
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2001 - 2006 (4 years)BUNITED SECURITIES ALLIANCE, INC. (CRD# 36487)2001 - 2001 (<1 year)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2006 - 2006 (<1 year)
Disclosure(s)
View By:
3/24/2011
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 4/21/2022

IA
Illinois 4/14/2021

B
Arizona 9/2/2010

B
Michigan 9/25/2020

IA
Arizona 12/3/2024

B
New Mexico 1/25/2022

IA
California 1/24/2023

IA
Oregon 4/26/2022

B
Colorado 1/27/2015

B
Oregon 7/21/2022

B
Florida 9/2/2010

B
Pennsylvania 8/7/2023

IA
Florida 8/31/2021

B
Wisconsin 9/2/2010

B
Georgia 8/5/2013

IA
Wisconsin 9/2/2010

B
Illinois 4/4/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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USA FINANCIAL SECURITIES CORPORATION (CRD#:103857)
938 West Cecil Street, Neenah, WI 54956
Registered with this firm since 9/2/2010

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USA FINANCIAL SECURITIES LLC (CRD#:103857)
938 West Cecil Street, Neenah, WI 54956
Registered with this firm since 9/2/2010

Previous Registration(s)
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05/07/2009 - 09/02/2010 PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031) NEENAH, WI
B
05/07/2009 - 09/02/2010 PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031) NEENAH, WI
IA
09/18/2006 - 06/01/2009 NEXT FINANCIAL GROUP, INC. (CRD#:46214) NEENAH, WI
B
09/18/2006 - 06/01/2009 NEXT FINANCIAL GROUP, INC. (CRD#:46214) NEENAH, WI
IA
05/05/2006 - 09/19/2006 INVESTORS CAPITAL ADVISORY (CRD#:30613) NEENAH, WI
B
12/12/2001 - 09/19/2006 INVESTORS CAPITAL CORP. (CRD#:30613) NEENAH, WI
B
05/29/2001 - 10/29/2001 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487) GREENWOOD VILLAGE, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.