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Lisa Ann Hanvey
LISA A HANVEY
CRD#: 4393930
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TRUIST ADVISORY SERVICES, INC.CRD#: 283390 4460 SIX FORKS ROAD
RALEIGH, NC 27609
RALEIGH, NC 27609
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 4460 SIX FORKS RD
RALEIGH, NC 27609
RALEIGH, NC 27609
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Disclosures
21
Years of Experience
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State Registrations
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Alabama 2/27/2024
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Nebraska 2/27/2024
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Alaska 2/27/2024
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Nevada 2/27/2024
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Arizona 2/27/2024
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New Hampshire 2/27/2024
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Arkansas 2/27/2024
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New Jersey 2/27/2024
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California 2/27/2024
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New Mexico 2/27/2024
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Colorado 2/27/2024
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New York 2/27/2024
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Connecticut 2/27/2024
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North Carolina 2/27/2024
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Delaware 2/27/2024
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North Carolina 2/27/2024
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District of Columbia 2/27/2024
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North Dakota 2/27/2024
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Florida 2/27/2024
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Ohio 2/27/2024
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Georgia 2/27/2024
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Oklahoma 2/27/2024
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Hawaii 2/27/2024
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Oregon 2/27/2024
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Idaho 2/27/2024
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Pennsylvania 2/27/2024
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Illinois 2/27/2024
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Puerto Rico 2/27/2024
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Indiana 2/27/2024
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Rhode Island 2/27/2024
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Iowa 2/27/2024
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South Carolina 2/27/2024
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Kansas 2/27/2024
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South Dakota 2/27/2024
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Kentucky 2/27/2024
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Tennessee 2/27/2024
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Louisiana 2/27/2024
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Texas 2/27/2024
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Maine 2/27/2024
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Utah 2/27/2024
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Maryland 2/27/2024
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Vermont 2/27/2024
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Massachusetts 2/27/2024
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Virgin Islands 2/27/2024
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Michigan 2/27/2024
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Virginia 2/27/2024
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Minnesota 2/27/2024
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Washington 2/27/2024
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Mississippi 2/27/2024
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West Virginia 2/27/2024
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Missouri 2/27/2024
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Wisconsin 2/27/2024
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Montana 2/27/2024
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Wyoming 2/27/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 2/27/2024
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Registered with this firm since 2/27/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/21/2022 - 01/12/2024 | Raleigh, NC | |
B | 01/21/2022 - 01/12/2024 | Raleigh, NC | |
IA | 10/29/2021 - 01/04/2022 | ROCKY MOUNT, NC | |
B | 10/28/2021 - 01/04/2022 | ROCKY MOUNT, NC | |
IA | 01/10/2020 - 04/21/2021 | Raleigh, NC | |
B | 01/06/2020 - 04/21/2021 | Raleigh, NC | |
IA | 10/01/2012 - 09/17/2019 | HAMILTON, NJ | |
B | 10/01/2012 - 09/17/2019 | HAMILTON, NJ | |
IA | 01/27/2010 - 10/01/2012 | PENNINGTON, NJ | |
B | 01/27/2010 - 10/01/2012 | PENNINGTON, NJ | |
IA | 05/27/2008 - 01/05/2010 | LAWRENCEVILLE, NJ | |
B | 05/27/2008 - 01/05/2010 | LAWRENCEVILLE, NJ | |
IA | 03/28/2007 - 05/27/2008 | MANALAPAN, NJ | |
B | 03/28/2007 - 05/27/2008 | MANALAPAN, NJ | |
IA | 08/10/2005 - 10/13/2006 | E. BRUNSWICK, NJ | |
B | 08/10/2005 - 10/13/2006 | E. BRUNSWICK, NJ | |
IA | 09/06/2002 - 07/09/2004 | LAKEWOOD, NJ | |
B | 06/11/2001 - 07/09/2004 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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