Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Amy Claire Barrett
AMY C BARRETT, AMY C JACKSON, AMY CLAIRE JACKSON, AMY CLAIRE KUFEKE
CRD#: 4391805
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 13000 Sawgrass Village Cir
Suite 27
Ponte Vedra Beach, FL 32082
Registration History
201920202021202220232024202520262 FIRMS2020 - Present (4 years)BBB&T SECURITIES, LLC (CRD# 142785)2019 - 2020 (1 year)IABB&T SECURITIES, LLC (CRD# 142785)2020 - 2020 (<1 year)
Disclosure(s)
View By:
3/10/2021
Financial
Final
License(s)

State Registrations

B
Florida 12/10/2020
IA
Florida 12/11/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13000 Sawgrass Village Cir Suite 27, Ponte Vedra Beach, FL 32082
Registered with this firm since 12/11/2020
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13000 Sawgrass Village Cir Suite 27, Ponte Vedra Beach, FL 32082
Registered with this firm since 12/10/2020
Previous Registration(s)
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IA
 11/23/2020 - 12/23/2020 BB&T SECURITIES, LLC (CRD#:142785) PONTE VEDRA BEACH, FL
B
 11/25/2019 - 12/23/2020 BB&T SECURITIES, LLC (CRD#:142785) PONTE VEDRA BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.