• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STACY ANN TALARICO
STACY A ROHLOFF, STACY A SWIHART, STACY A TALARICO, STACY TALARICO, Stacy Ann Talarico
CRD#: 4391667
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 4660 S. HAGADORN ROAD
Suite 130
EAST LANSING, MI 48823
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - 2019 (<1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2016 (4 years)BJ.P. MORGAN SECURITIES INC. (CRD# 79)2009 - 2010 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2009 (1 year)IAFINANCIAL ENGINES ADVISORS L.L.C. (CRD# 104510)2017 - 2018 (1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2012 - 2016 (3 years)
License(s)

State Registrations

B
Michigan 5/20/2024

IA
Michigan 5/20/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
4660 S. HAGADORN ROAD Suite 130, EAST LANSING, MI 48823
Dexter, MI
Registered with this firm since 5/20/2024

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
4660 S. HAGADORN ROAD Suite 130, EAST LANSING, MI 48823
Dexter, MI
Registered with this firm since 5/20/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/21/2022 - 05/14/2024 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ANN ARBOR, MI
IA
02/08/2022 - 05/13/2024 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) ANN ARBOR, MI
IA
01/24/2020 - 10/14/2021 SPC (CRD#:110692) ANN ARBOR, MI
B
01/27/2020 - 10/14/2021 SIGMA FINANCIAL CORPORATION (CRD#:14303) ANN ARBOR, MI
IA
09/24/2018 - 05/31/2019 EDWARD JONES (CRD#:250) DEXTER, MI
B
10/30/2018 - 05/31/2019 EDWARD JONES (CRD#:250) DEXTER, MI
IA
02/16/2017 - 09/24/2018 FINANCIAL ENGINES ADVISORS L.L.C. (CRD#:104510) ANN ARBOR, MI
IA
07/23/2012 - 06/03/2016 STRATEGIC ADVISERS, INC. (CRD#:104555) ANN ARBOR, MI
B
08/22/2011 - 05/26/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ANN ARBOR, MI
B
08/05/2009 - 04/30/2010 J.P. MORGAN SECURITIES INC. (CRD#:79) WINNETKA, IL
B
02/14/2008 - 05/27/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.