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JOSHUA JAMES DELONG
JOSHUA JAMES DE LONG
CRD#: 4391057
IA
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STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 800 WEST MAIN STREET
SUITE 1260 (12TH FLOOR)
BOISE, ID 83702
SUITE 1260 (12TH FLOOR)
BOISE, ID 83702
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Disclosures
23
Years of Experience
View By:
State Registrations
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Alaska 4/9/2014
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Nevada 4/4/2014
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Arizona 4/4/2014
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New Jersey 9/25/2023
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California 4/9/2014
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North Carolina 7/18/2018
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Colorado 4/4/2014
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Oregon 4/4/2014
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Florida 9/28/2023
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South Dakota 10/9/2015
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Idaho 4/4/2014
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Tennessee 6/4/2024
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Idaho 4/4/2014
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Texas 12/15/2015
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Indiana 4/25/2022
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Texas 4/3/2020
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Minnesota 5/2/2016
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Washington 4/4/2014
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Montana 4/9/2014
SRO Registrations
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Registered with this firm since 4/4/2014
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Registered with this firm since 4/4/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/08/2008 - 04/09/2014 | BOISE, ID | |
B | 02/08/2008 - 04/09/2014 | BOISE, ID | |
IA | 11/01/2004 - 02/13/2008 | BOISE, ID | |
B | 11/01/2004 - 02/13/2008 | BOISE, ID | |
IA | 03/15/2004 - 11/02/2004 | BOISE, ID | |
B | 08/26/2003 - 11/02/2004 | PURCHASE, NY | |
B | 07/28/2003 - 09/05/2003 | LAGUNA HILLS, CA | |
B | 05/01/2003 - 06/18/2003 | PURCHASE, NY | |
B | 10/01/2002 - 05/06/2003 | PHOENIX, AZ | |
B | 07/30/2001 - 10/01/2002 | HOUSTON, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.