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Detailed Report
JOSHUA JAMES DELONG
JOSHUA JAMES DE LONG
CRD#: 4391057
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 800 WEST MAIN STREET
SUITE 1260 (12TH FLOOR)
BOISE, ID 83702
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2014 (6 years)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY DW INC. (CRD# 7556)2003 - 2004 (1 year)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2002 - 2003 (<1 year)BFRANKLIN FINANCIAL SERVICES CO... (CRD# 5435)2001 - 2002 (1 year)IAMORGAN STANLEY (CRD# 7556)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Alaska 4/9/2014
B
Nevada 4/4/2014
B
Arizona 4/4/2014
B
New Jersey 9/25/2023
B
California 4/9/2014
B
North Carolina 7/18/2018
B
Colorado 4/4/2014
B
Oregon 4/4/2014
B
Florida 9/28/2023
B
South Dakota 10/9/2015
B
Idaho 4/4/2014
B
Tennessee 6/4/2024
IA
Idaho 4/4/2014
B
Texas 12/15/2015
B
Indiana 4/25/2022
IA
Texas 4/3/2020
B
Minnesota 5/2/2016
B
Washington 4/4/2014
B
Montana 4/9/2014

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
800 WEST MAIN STREET SUITE 1260 (12TH FLOOR), BOISE, ID 83702
Registered with this firm since 4/4/2014
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
800 WEST MAIN STREET SUITE 1260 (12TH FLOOR), BOISE, ID 83702
Registered with this firm since 4/4/2014
Previous Registration(s)
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IA
 02/08/2008 - 04/09/2014 WEDBUSH SECURITIES INC. (CRD#:877) BOISE, ID
B
 02/08/2008 - 04/09/2014 WEDBUSH SECURITIES INC. (CRD#:877) BOISE, ID
IA
 11/01/2004 - 02/13/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
B
 11/01/2004 - 02/13/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
IA
 03/15/2004 - 11/02/2004 MORGAN STANLEY (CRD#:7556) BOISE, ID
B
 08/26/2003 - 11/02/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 07/28/2003 - 09/05/2003 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
B
 05/01/2003 - 06/18/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 10/01/2002 - 05/06/2003 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
 07/30/2001 - 10/01/2002 FRANKLIN FINANCIAL SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.