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Cesar Augusto Garcia
Cesar Garcia Dorantes
CRD#: 4389804
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)BFINANCIAL WEST GROUP (CRD# 16668)2001 - 2008 (6 years)IAFINANCIAL WEST GROUP (CRD# 16668)2003 - 2008 (4 years)
Disclosure(s)
View By:
6/8/2015
Customer Dispute
Settled
5/13/2010
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/7/2018

B
New York 12/11/2017

IA
Arizona 11/7/2023

B
Oregon 6/5/2017

B
California 5/27/2008

B
Texas 8/13/2013

IA
California 5/28/2008

IA
Texas 7/8/2024

B
Colorado 1/13/2020

B
Washington 5/27/2008

B
Florida 11/17/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
New York, NY
Registered with this firm since 5/28/2008

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
New York, NY
Registered with this firm since 5/27/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/03/2003 - 06/24/2008 FINANCIAL WEST GROUP (CRD#:16668) WESTLAKE VILLAGE, CA
B
08/01/2001 - 06/24/2008 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
WESTLAKE VILLAGE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.