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Detailed Report
JEFFREY JAMES BRUCE
CRD#: 4389762
IA
Investment Adviser
B
Broker
TRANSAMERICA RETIREMENT ADVISORS, LLCCRD#: 107319 Eden Prairie, MN
TRANSAMERICA INVESTORS SECURITIES, LLCCRD#: 32205 Eden Prairie, MN
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2011 - 2014 (3 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2008 - 2011 (2 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2008 - 2008 (<1 year)BIFMG SECURITIES, INC. (CRD# 14416)2006 - 2008 (1 year)BTCF INVESTMENTS, INC. (CRD# 34954)2001 - 2006 (5 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Alabama 8/15/2014
B
Montana 8/15/2014
B
Alaska 8/15/2014
B
Nebraska 8/15/2014
B
Arizona 8/15/2014
B
Nevada 8/15/2014
B
Arkansas 8/15/2014
B
New Hampshire 8/15/2014
B
California 8/15/2014
B
New Jersey 8/15/2014
B
Colorado 8/15/2014
B
New Mexico 8/15/2014
B
Connecticut 8/15/2014
B
New York 8/15/2014
B
Delaware 8/15/2014
B
North Carolina 8/15/2014
B
District of Columbia 8/15/2014
B
North Dakota 8/15/2014
B
Florida 8/15/2014
B
Ohio 8/15/2014
B
Georgia 8/15/2014
B
Oklahoma 8/15/2014
B
Hawaii 8/15/2014
B
Oregon 8/15/2014
B
Idaho 8/15/2014
B
Pennsylvania 8/15/2014
B
Illinois 8/15/2014
B
Puerto Rico 8/15/2014
B
Indiana 8/15/2014
B
Rhode Island 8/15/2014
B
Iowa 8/15/2014
B
South Carolina 8/15/2014
B
Kansas 8/15/2014
B
South Dakota 8/15/2014
B
Kentucky 8/15/2014
B
Tennessee 8/15/2014
B
Louisiana 8/15/2014
B
Texas 8/15/2014
B
Maine 8/15/2014
B
Utah 8/15/2014
B
Maryland 8/15/2014
B
Vermont 8/15/2014
B
Massachusetts 8/15/2014
B
Virginia 8/15/2014
B
Michigan 8/15/2014
B
Washington 8/15/2014
B
Minnesota 8/15/2014
B
West Virginia 8/15/2014
IA
Minnesota 8/15/2014
B
Wisconsin 8/15/2014
B
Mississippi 8/15/2014
B
Wyoming 8/15/2014
B
Missouri 8/15/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRANSAMERICA INVESTORS SECURITIES, LLC (CRD#:32205)
Eden Prairie, MN
Registered with this firm since 8/15/2014
IA
TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319)
Eden Prairie, MN
Registered with this firm since 8/15/2014
Previous Registration(s)
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IA
 01/30/2014 - 08/11/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 04/26/2011 - 08/11/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 11/28/2008 - 04/27/2011 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) EAGAN, MN
B
 01/23/2008 - 10/07/2008 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) SAINT PAUL, MN
B
 11/27/2006 - 02/05/2008 IFMG SECURITIES, INC. (CRD#:14416) SAINT PAUL, MN
B
 08/31/2001 - 12/31/2006 TCF INVESTMENTS, INC. (CRD#:34954) ST. PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.