Individual Firm
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BRADFORD ROBERT MEHL
BRAD MEHL
CRD#: 4389598
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 360 MOUNT KEMBLE AVE
MORRISTOWN, NJ 07960
MORRISTOWN, NJ 07960
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 360 MOUNT KEMBLE AVENUE
MORRISTOWN, NJ 07960
MORRISTOWN, NJ 07960
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6/11/2009
Customer Dispute
Denied
State Registrations
B
California 8/17/2017
B
North Carolina 7/2/2019
B
Colorado 8/17/2017
B
Ohio 8/17/2017
B
Connecticut 5/3/2021
B
Pennsylvania 8/17/2017
B
Delaware 1/23/2020
B
Rhode Island 8/26/2024
B
District of Columbia 1/16/2024
B
South Carolina 8/17/2017
B
Florida 8/17/2017
B
Tennessee 1/16/2024
B
Illinois 1/16/2024
B
Virgin Islands 8/17/2017
B
Maryland 1/3/2020
B
Virginia 11/10/2017
B
New Jersey 8/17/2017
B
Washington 1/16/2024
IA
New Jersey 8/22/2017
B
West Virginia 8/17/2017
B
New York 8/17/2017
B
Wyoming 2/28/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/22/2017
B
Registered with this firm since 8/17/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/13/2013 - 08/21/2017 | MORRISTOWN, NJ | |
B | 06/01/2009 - 08/21/2017 | MORRISTOWN, NJ | |
IA | 06/23/2006 - 06/18/2009 | NEW YORK, NY | |
B | 11/16/2005 - 06/18/2009 | NEW YORK, NY | |
B | 05/29/2009 - 06/01/2009 | NEW YORK, NY | |
IA | 03/01/2004 - 10/04/2005 | NEW YORK, NY | |
B | 02/26/2004 - 10/04/2005 | NEW YORK, NY | |
IA | 07/22/2002 - 02/04/2004 | WOODBRIDGE, NJ | |
B | 07/08/2002 - 02/04/2004 | SOMERSET, NJ | |
IA | 06/03/2002 - 07/11/2002 | SHORT HILLS, NJ | |
B | 11/28/2001 - 07/11/2002 | NEW YORK, NY |
WOODBRIDGE, NJ
07/22/2002 - 02/04/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.