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SAMUEL J FLAHERTY
SAM J FLAHERTY, SAM FLAHERTY
CRD#: 4387447
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 644 E BROAD ST.
SOUDERTON, PA 18964
Registration History
200220042006200820102012201420162018202020222024IALPL FINANCIAL LLC (CRD# 6413)2012 - Present (12 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - Present (13 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2009 - 2011 (2 years)BLPL FINANCIAL CORPORATION (CRD# 6413)2003 - 2009 (6 years)BEDWARD JONES (CRD# 250)2001 - 2003 (2 years)IALPL FINANCIAL CORPORATION (CRD# 6413)2009 - 2009 (<1 year)
License(s)

State Registrations

B
California 2/20/2014

B
New York 10/31/2011

B
Colorado 10/31/2011

B
North Carolina 8/9/2018

B
Florida 10/31/2011

B
Pennsylvania 10/31/2011

B
Georgia 9/19/2023

IA
Pennsylvania 6/5/2012

B
Massachusetts 1/21/2021

B
South Carolina 7/17/2014

B
New Hampshire 12/16/2023

B
Virginia 6/24/2015

B
New Jersey 10/31/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
644 E BROAD ST., SOUDERTON, PA 18964
Registered with this firm since 6/5/2012

B
LPL FINANCIAL LLC (CRD#:6413)
644 E BROAD ST., SOUDERTON, PA 18964
Registered with this firm since 10/31/2011

Previous Registration(s)
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B
09/08/2009 - 11/01/2011 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) NEW YORK, NY
IA
01/15/2009 - 09/11/2009 LPL FINANCIAL CORPORATION (CRD#:6413) SOUDERTON, PA
B
09/15/2003 - 09/11/2009 LPL FINANCIAL CORPORATION (CRD#:6413) SOUDERTON, PA
B
06/19/2001 - 09/16/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.