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RUTH ANNE SLIVIAK
RUTH ANNE WINDESHEIM
CRD#: 4385422
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 4 Glyndon Drive
Suite 2F
Reisterstown, MD 21136
Suite 2F
Reisterstown, MD 21136
GROVE POINT INVESTMENTS, LLCCRD#: 1763 4 GLYNDON DR
STE 2F
REISTERSTOWN, MD 21136
STE 2F
REISTERSTOWN, MD 21136
0
Disclosures
23
Years of Experience
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State Registrations
B
District of Columbia 10/9/2018
IA
Maryland 4/1/2021
B
Florida 8/27/2010
B
Pennsylvania 4/7/2021
B
Maryland 1/4/2010
B
Virginia 1/4/2010
SRO Registrations
B
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IA
Registered with this firm since 4/1/2021
B
Registered with this firm since 1/4/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2010 - 04/01/2021 | ROCKVILLE, MD | |
IA | 05/31/2002 - 12/31/2009 | REISTERSTOWN, MD | |
B | 06/27/2001 - 12/31/2009 | REISTERSTOWN, MD |
REISTERSTOWN, MD
05/31/2002 - 12/31/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.