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Detailed Report
Andrew Cassedy Miller
ANDREW C MILLER, ANDREW CASSEDY MILLER, ANDREW CASSEDY MILLER, DREW CASSEDY MILLER, DREW MILLER
CRD#: 4384866
IA
Investment Adviser
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Broker
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLCCRD#: 144733 Missouri City, TX
PEAK BROKERAGE SERVICES, LLCCRD#: 157045 Missouri City, TX
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (1 year)2 FIRMS2002 - 2002 (<1 year)2 FIRMS2002 - 2006 (3 years)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2022 (11 years)3 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)IAVISIONARY ASSET MANAGEMENT (CRD# 147304)2012 - 2019 (7 years)IAALPHASOURCE INVESTMENT COUNSEL... (CRD# 144857)2012 - 2013 (1 year)
License(s)

State Registrations

B
Texas 8/23/2022
IA
Texas 9/9/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC (CRD#:144733)
Missouri City, TX
Registered with this firm since 9/9/2022
B
PEAK BROKERAGE SERVICES, LLC (CRD#:157045)
Missouri City, TX
Registered with this firm since 8/23/2022
Previous Registration(s)
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 03/29/2022 - 07/20/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) HOUSTON, TX
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 03/29/2022 - 07/20/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) HOUSTON, TX
IA
 04/07/2010 - 03/11/2022 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
 03/03/2020 - 03/11/2022 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) SAN DIEGO, CA
B
 02/13/2020 - 03/11/2022 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
B
 02/13/2020 - 03/11/2022 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
B
 04/07/2010 - 03/11/2022 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
IA
 03/29/2012 - 04/01/2019 VISIONARY ASSET MANAGEMENT (CRD#:147304) HOUSTON, TX
IA
 04/04/2012 - 07/01/2013 ALPHASOURCE INVESTMENT COUNSEL, INC (CRD#:144857) HOUSTON, TX
IA
 08/28/2007 - 04/01/2010 COMERICA SECURITIES (CRD#:17079) HOUSTON, TX
B
 08/28/2007 - 04/01/2010 COMERICA SECURITIES (CRD#:17079) HOUSTON, TX
IA
 08/17/2007 - 08/24/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SUGARLAND, TX
B
 08/17/2007 - 08/24/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SUGARLAND, TX
IA
 03/29/2006 - 07/31/2007 USF ADVISORS, LLC (CRD#:130569) HOUSTON, TX
B
 03/30/2006 - 07/31/2007 USF SECURITIES, L.P. (CRD#:37942) HOUSTON, TX
IA
 10/30/2002 - 03/10/2006 COMERICA SECURITIES (CRD#:17079) SUGARLAND, TX
B
 10/30/2002 - 03/10/2006 COMERICA SECURITIES (CRD#:17079) SUGARLAND, TX
IA
 09/04/2002 - 11/13/2002 PARK AVENUE SECURITIES LLC (CRD#:46173) HARRIS, TX
B
 08/19/2002 - 11/13/2002 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
IA
 08/29/2001 - 07/11/2002 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) HOUSTON, TX
B
 07/30/2001 - 07/11/2002 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.