Individual Firm
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WILLIAM VAN THOMPSON III
WILLIAM VAN THOMPSON
CRD#: 4384681
IA
NFC INVESTMENTS, LLCCRD#: 132844 700 COLONIAL ROAD
SUITE 101
MEMPHIS, TN 38117
SUITE 101
MEMPHIS, TN 38117
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Illinois 11/14/2006
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Tennessee 1/12/2006
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Louisiana 1/17/2006
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Registered with this firm since 1/12/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2000 - 01/10/2006 | MEMPHIS, TN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.