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Detailed Report
ROBERT LEONARD CERASIA
CRD#: 43841
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 340 Mount Kemble Avenue
Morristown, NJ 07960
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1977 - 1993 (15 years)BFAULKNER, DAWKINS & SULLIVAN INC. (CRD# 1790)1975 - 1977 (2 years)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1974 - 1975 (1 year)BPRESSMAN, FROHLICH & FROST, INC. (CRD# 675)1972 - 1975 (3 years)BCARLTON CAMBRIGE INC (CRD# 1000002)1972 - 1972 (<1 year)BM. BERNSTEIN SECURITIES, INC. (CRD# 4377)1971 - 1972 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (6 years)
Disclosure(s)
View By:
2/12/1996
Customer Dispute
Settled
12/10/1969
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 5/7/2018
B
Montana 12/10/2024
B
Arizona 6/1/2009
B
Nebraska 6/27/2017
B
California 6/1/2009
B
Nevada 10/3/2018
B
Colorado 10/1/2018
B
New Hampshire 6/1/2009
B
Connecticut 6/1/2009
B
New Jersey 6/1/2009
B
Delaware 9/28/2018
IA
New Jersey 6/1/2009
B
District of Columbia 9/27/2018
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 9/6/2017
IA
Florida 6/1/2009
B
Ohio 8/12/2013
B
Georgia 9/26/2018
B
Oklahoma 8/14/2019
B
Hawaii 10/25/2022
B
Oregon 9/28/2018
B
Illinois 9/26/2018
B
Pennsylvania 6/1/2009
B
Indiana 9/26/2018
B
Rhode Island 6/1/2009
B
Iowa 11/21/2022
B
South Carolina 10/2/2014
B
Kentucky 9/28/2018
B
Tennessee 11/6/2019
B
Louisiana 8/5/2020
B
Texas 11/4/2014
B
Maine 9/28/2018
IA
Texas 4/2/2020
B
Maryland 10/30/2017
B
Utah 6/16/2023
B
Massachusetts 6/23/2010
B
Vermont 10/2/2018
B
Michigan 6/1/2009
B
Virginia 6/19/2009
B
Minnesota 9/27/2018
B
Washington 6/1/2009
B
Mississippi 9/28/2018
B
Wisconsin 9/18/2013
B
Missouri 9/26/2018
B
Wyoming 6/16/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
340 Mount Kemble Avenue, Morristown, NJ 07960
North Caldwell, NJ
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
340 Mount Kemble Avenue, Morristown, NJ 07960
North Caldwell, NJ
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/25/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
 11/22/1977 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 10/20/1975 - 11/22/1977 FAULKNER, DAWKINS & SULLIVAN INC. (CRD#:1790)
B
 05/16/1974 - 10/27/1975 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
B
 07/25/1972 - 09/05/1975 PRESSMAN, FROHLICH & FROST, INC. (CRD#:675)
B
 01/25/1972 - 08/05/1972 CARLTON CAMBRIGE INC (CRD#:1000002)
B
 02/03/1971 - 02/25/1972 M. BERNSTEIN SECURITIES, INC. (CRD#:4377)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.