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Detailed Report
BRADLEY GUY GRAYSON
BRAD GUY GRAYSON, BRAD GRAYSON
CRD#: 4384055
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1145 BROADWAY
BURLINGAME, CA 94010
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - Present (14 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2007 (5 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2007 (5 years)
License(s)

State Registrations

B
Arizona 1/3/2011
B
Missouri 6/14/2022
B
California 1/3/2011
B
Nevada 9/15/2020
IA
California 1/3/2011
B
New Mexico 6/24/2024
B
Colorado 6/24/2024
B
New York 6/24/2024
B
Florida 10/12/2018
B
Oregon 5/4/2021
B
Georgia 10/20/2021
B
Puerto Rico 8/21/2019
B
Hawaii 3/24/2020
B
Texas 6/24/2024
B
Illinois 6/24/2024
IA
Texas 6/24/2024
B
Indiana 4/29/2021
B
Virgin Islands 8/21/2019
B
Massachusetts 11/29/2022
B
Washington 1/3/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1145 BROADWAY, BURLINGAME, CA 94010
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1145 BROADWAY, BURLINGAME, CA 94010
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/14/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BURLINGAME, CA
B
 10/13/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BURLINGAME, CA
IA
 04/02/2007 - 10/14/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN JOSE, CA
B
 04/02/2007 - 10/14/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN JOSE, CA
IA
 02/07/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SAN JOSE, CA
B
 07/05/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SAN JOSE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.