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Detailed Report
RYAN PATRICK MCGINNIS
CRD#: 4383997
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
[GS-RBO]
CHICAGO, IL 60606
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (13 years)BLASALLE FINANCIAL SERVICES, INC. (CRD# 20373)2001 - 2008 (7 years)IALASALLE FINANCIAL SERVICES, INC. (CRD# 20373)2003 - 2008 (5 years)
License(s)

State Registrations

B
Alabama 10/28/2021
B
Massachusetts 4/10/2023
B
Arizona 2/24/2021
B
Michigan 6/23/2014
B
Arkansas 9/19/2016
B
Minnesota 4/9/2019
B
California 10/24/2011
B
Missouri 9/22/2020
B
Connecticut 7/31/2012
B
New Mexico 5/6/2019
B
District of Columbia 10/18/2022
B
New York 3/20/2013
B
Florida 2/21/2013
B
North Carolina 6/10/2015
B
Georgia 9/19/2012
B
South Carolina 9/18/2012
B
Idaho 10/8/2015
B
Texas 5/5/2020
B
Illinois 7/5/2011
IA
Texas 5/6/2020
IA
Illinois 7/5/2011
B
Utah 8/29/2012
B
Maryland 10/8/2018
B
Wisconsin 11/16/2012

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000 [GS-RBO], CHICAGO, IL 60606
LA GRANGE, IL
Registered with this firm since 7/5/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000 [GS-RBO], CHICAGO, IL 60606
LA GRANGE, IL
Registered with this firm since 7/5/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/23/2009 - 07/06/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
 10/23/2009 - 07/06/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
IA
 10/24/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHICAGO, IL
B
 10/24/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHICAGO, IL
IA
 01/08/2003 - 10/24/2008 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
B
 04/16/2001 - 10/24/2008 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.