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KEVIN JOHN MCINTOSH
CRD#: 4383022
IA
B
MORGAN STANLEYCRD#: 149777 601 Union Street, Two Union Square
Suite 5200
Seattle, WA 98101
Suite 5200
Seattle, WA 98101
View By:
7/13/2022
Financial
Final
State Registrations
B
Alabama 1/18/2023
B
Nebraska 3/12/2019
B
Alaska 11/9/2020
B
Nevada 2/20/2019
B
Arizona 9/9/2016
B
New Hampshire 1/5/2023
B
Arkansas 3/13/2019
B
New Jersey 1/14/2021
B
California 12/4/2020
B
New Mexico 3/12/2019
B
Colorado 11/12/2020
B
New York 11/7/2020
B
Connecticut 11/9/2020
B
North Carolina 3/12/2019
B
Delaware 11/10/2020
B
North Dakota 3/19/2019
B
District of Columbia 12/22/2022
B
Ohio 11/10/2020
B
Florida 8/30/2016
B
Oklahoma 11/9/2020
B
Georgia 3/13/2019
B
Oregon 9/15/2016
B
Hawaii 12/18/2020
B
Pennsylvania 11/9/2020
B
Idaho 11/9/2020
B
Puerto Rico 3/14/2019
B
Illinois 7/9/2019
B
Rhode Island 3/21/2019
B
Indiana 3/12/2019
B
South Carolina 4/17/2019
B
Iowa 12/22/2022
B
South Dakota 3/15/2019
B
Kansas 11/9/2020
B
Tennessee 11/10/2020
B
Kentucky 1/27/2023
B
Texas 3/13/2019
B
Louisiana 1/9/2023
IA
Texas 2/24/2020
B
Maine 1/3/2023
B
Utah 8/30/2016
B
Maryland 1/3/2023
B
Vermont 1/3/2023
B
Massachusetts 5/24/2017
B
Virginia 12/7/2020
B
Michigan 1/3/2023
B
Washington 8/29/2016
B
Minnesota 3/12/2019
IA
Washington 8/29/2016
B
Mississippi 3/12/2019
B
West Virginia 11/9/2020
B
Missouri 12/17/2020
B
Wisconsin 3/13/2019
B
Montana 11/16/2020
B
Wyoming 1/5/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/29/2016
B
Registered with this firm since 8/29/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/16/2013 - 08/12/2016 | SEATTLE, WA | |
B | 04/29/2013 - 08/12/2016 | SEATTLE, WA | |
B | 01/03/2011 - 11/23/2011 | SEATTLE, WA | |
B | 06/21/2001 - 01/03/2011 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.