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Detailed Report
Gary Michael Stevens II
GARY MICHAEL STEVENS II, GARY MICHAEL STEVENS, Gary Stevens
CRD#: 4379805
IA
Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 Washington, DC
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2021 (4 years)IACREATIVE PLANNING (CRD# 105348)2022 - Present (3 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2004 - 2017 (12 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2001 - 2004 (2 years)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2016 - 2017 (<1 year)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2012 - 2014 (2 years)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2010 - 2012 (2 years)
License(s)

State Registrations

IA
District of Columbia 3/1/2022
Current Registration(s)
IA
CREATIVE PLANNING (CRD#:105348)
Washington, DC
Registered with this firm since 3/1/2022
Previous Registration(s)
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IA
 04/19/2017 - 12/17/2021 LOCKTON INVESTMENT ADVISORS, LLC (CRD#:144133) Washington, DC
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 04/19/2017 - 12/14/2021 LOCKTON INVESTMENT SECURITIES, LLC (CRD#:137476) WASHINGTON, DC
IA
 01/31/2017 - 04/03/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BALTIMORE, MD
B
 01/31/2017 - 04/03/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BALTIMORE, MD
IA
 12/12/2016 - 01/19/2017 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) Owings Mills, MD
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 08/25/2004 - 01/19/2017 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) OWINGS MILLS, MD
IA
 11/01/2012 - 12/31/2014 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) OWINGS MILLS, MD
IA
 09/24/2010 - 11/01/2012 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) OWINGS MILLS, MD
IA
 03/02/2004 - 08/06/2004 LEGG MASON WOOD WALKER INC (CRD#:6555) BALTIMORE, MD
B
 03/02/2004 - 08/06/2004 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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 04/20/2001 - 02/23/2004 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.