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KATHRYN WISE
KATHRYN ANN MILANO, KATHRYN ANN PINTO, KATHRYN ANN WISE
CRD#: 4379736
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 340 EISENHOWER DRIVE
SUITE 1310
SAVANNAH, GA 31406
SUITE 1310
SAVANNAH, GA 31406
0
Disclosures
21
Years of Experience
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State Registrations
B
Georgia 6/27/2022
IA
Georgia 9/14/2022
SRO Registrations
B
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IA
Registered with this firm since 9/14/2022
B
Registered with this firm since 6/27/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/22/2012 - 03/31/2021 | SAVANNAH, GA | |
B | 08/13/2012 - 03/31/2021 | SAVANNAH, GA | |
IA | 10/11/2005 - 08/06/2012 | KING OF PRUSSIA, PA | |
B | 04/30/2004 - 08/06/2012 | KING OF PRUSSIA, PA | |
B | 10/11/2007 - 09/23/2008 | DES MOINES, IA | |
B | 12/10/2001 - 04/05/2004 | NEWARK, DE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.